About Prometheum
Prometheum Capital, a special purpose broker-dealer (SPBD), is the first firm authorized to custody, clear, and, settle DAS under the U.S. Federal Securities Laws (FSLs), while Prometheum ATS is an SEC-registered Alternative Trading System (ATS), facilitating DAS trading for both retail and institutional investors.
Company assurance
| Field | Value | Status | Date | Source | |
|---|---|---|---|---|---|
| Headcount | not disclosed | Undisclosed | |||
| Funding raised (USD) | not disclosed | Undisclosed | |||
| Regulator of record | not disclosed | Undisclosed | |||
| SOC 2 Type 2 report | Yes | Provider-stated | 2025-09-22 | — | Dispute |
| SOC 2 Type 1 report | Yes | Provider-stated | 2025-09-22 | — | Dispute |
| SOC 1 Type 2 report | not disclosed | Undisclosed | |||
| SOC 1 Type 1 report | not disclosed | Undisclosed | |||
| ISO 27001 certified | not disclosed | Undisclosed | |||
| Annual penetration test | not disclosed | Undisclosed | |||
| CCSS level | not disclosed | Undisclosed | |||
| Cryptographic audit | not disclosed | Undisclosed |
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Licenses · 0 active
| Regime | Held by | Licensed entity | Number | Issuing authority | Status | Verified | Source | |
|---|---|---|---|---|---|---|---|---|
| US Special Purpose Broker-Dealer | Prometheum Capital | U.S. Securities and Exchange Commission (SEC) and FINRA | Undisclosed | Source | Dispute |
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Products
| Product | Primary category | Also in |
|---|---|---|
| Prometheum Capital | Crypto Custodians |